Alliance Activities : Publications : A Comparison of PIV, PIV-I and CIV Credentials

A Comparison of PIV, PIV-I and CIV Credentials

Publication Date: February 2012

Homeland Security Presidential Directive 12 (HSPD-12) mandates a standard for a secure and reliable form of identification to be used by all Federal employees and contractors. Signed by President George W. Bush in August 2004, HSPD-12 initiated the development of a set of technical standards and issuance policies (Federal Information Processing Standard 201 [FIPS 201]) that create the Federal infrastructure required to deploy and support an identity credential that can be used and trusted across all Federal agencies for physical and logical access.

The policy, processes and technology in FIPS 201 also reflect specifications defined in a number of other special publications (SPs) specifically written for FIPS 201 and build on other National Institute of Standards and Technology (NIST) standards and SPs that support best practices. Importantly these standards also build on international and national standards from organizations such as the Internet Engineering Task Force (IETF), the International Telecommunications Union (ITU), the Institute of Electrical and Electronics Engineers (IEEE), the International Organization for Standardization (ISO), the Organization for the Advancement of Structured Information Standards (OASIS) and others.

Two additional credentials have been defined–the Personal Identity Verification-Interoperable (PIV-I) and Commercial Identity Verification (CIV) credentials–with the goal of taking advantage of the infrastructure created by the Federal government’s PIV program. The policy, process and technology applied to each of these credentials result in a level of assurance and interoperability, and ultimately the extent to which it can be used and trusted in its intended application. As shown in the table below, the policy and process around PIV and PIV-I enable the interoperability and trust of the credential. The CIV credential definition was developed to define a commercial credential that could take advantage of the PIV infrastructure. Identity and credential infrastructure requires an additional investment in order to adhere to and maintain these policies and processes. In return, users and organizations can access identity and credential services in the commercial arena with many of the advantages enabled by the creation of the PIV infrastructure.

  PIV PIV-I CIV
Technology
Card data model Must follow SP 800-73 Must follow SP 800-73 “Follows” SP 800-73 (recommended)
Current primary credential number FASC-N (requires Federal agency code) [2] UUID (no Federal agency code required) UUID (recommended) (no Federal agency code required)
Object identifiers Federal Bridge Federal Bridge Organization Internet Assigned Number Authority (IANA) (if exists)
Types of Federation and Levels of Assurance
Trustworthiness Trusted identity, credential and suitability Trusted basic identity and credential but not suitability Trusted credential only within the issuing organization.
Trust among organizations Federal Bridge Clustered through Federal Bridge Clustered alone
Origin
Organization NIST Federal CIO Council Smart Card Alliance Access Control Council [3]
Defining documents FIPS 201, SP 800-73 and other related NIST publications Personal Identity Verification Interoperability for Non-Federal Issuers [4] FICAM PIV-I FAQ [5] The Commercial Identity Verification (CIV) Credential–Leveraging FIPS 201 and the PIV Specifications [6]
Motivation HSPD-12 Interoperable credential for organizations doing business with the government and for first responders Commercial credential that could take advantage of the PIV infrastructure
Markets
Organizations that may issue and/or use the credential Federal agencies Federal agencies
Federal contractors
Commercial organizations doing business with the Federal government
State and local governments
Critical infrastructure providers
First responder organizations
Commercial organizations who are part of an industry initiative and require an interoperable, trusted credential
Commercial organizations seeking a credential for use for their employees, subcontractors, non-employee visitors and customers
Federal agencies who accept credentials with medium hardware assurance [7]
Resources that the credential may be used for Credential can be used in a wide range of both employment-related and consumer-based transactions. Examples include physical access, logical access [8], mass transit, and closed loop payments.

References and Notes

[1] X.509 Certificate Policy for the Federal Bridge Certification Authority, version 2.25, Federal Bridge Certification Authority, December 9, 2011

[2] The FASC-N contains a federal agency code which is managed by NIST. PIV-I and CIV credential numbers (UUIDs) are generated by the issuing organization. See NIST SP 800-87 for additional information.

[3] The Smart Card Alliance Access Control Council selected the name CIV and documented the specifications that would define a credential that was technically compatible with the PIV specifications.

[4] Personal Identity Verification Interoperability for Non-Federal Issuers, Version 1.1, Federal CIO Council, July 2010

[5] Personal Identity Verification Interoperable (PIV-I) Frequently Asked Questions (FAQ), Version 1.0, Federal CIO Council, June 28, 2010

[6] The Commercial Identity Verification (CIV) Credential–Leveraging FIPS 201 and the PIV Specifications: Is the CIV Credential Right for You?, Smart Card Alliance Access Control Council, October 2011

[7] Requires that the CIV credential have a medium hardware certificate.

[8] Logical access includes: computer logon, digital signatures, network access, application access, data/communication encryption.

About this Brief

This brief was developed by the Smart Card Alliance Access Control Council to provide an easy-to-use comparison of PIV, PIV-I and CIV credentials.

Access Control Council members involved in the development of this white paper included: AMAG Technology; Booz Allen Hamilton; Diebold Security; Marty Frary; HP Enterprise Services; Identification Technology Partners; Identive Group; IDmachines; Intellisoft, Inc.; NASA; NXP Semiconductors; Oberthur Technologies; Probaris; Software House/Tyco; U.S. Department of State; XTec, Inc..

Additional information on PIV-I and CIV credentials can be found in the following Smart Card Alliance white papers:

About the Access Control Council

The Smart Card Alliance Access Control Council is focused on accelerating the widespread acceptance, use, and application of smart card technology for physical and logical access control. The group brings together, in an open forum, leading users and technologists from both the public and private sectors and works on activities that are important to the access control community and that will help expand smart card technology adoption in this important market. Additional information can be found on the Smart Card Alliance Web site, http://www.smartcardalliance.org.